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Introduction
Our experts tailor solutions for clients based on regulatory trends.
At AZH Ltd, we specialize in providing comprehensive compliance advisory services to assist businesses in navigating the intricate regulatory landscape. Our team of experienced professionals is committed to delivering expert guidance to ensure that your operations maintain compliance with the latest regulations and industry standards. We are dedicated to developing tailored compliance strategies that mitigate risks and optimize operational efficiency.
Use Cases
Our team excels in custom compliance solutions for diverse industries.
Client: International Investment Firm
Challenge: Securing a license to operate within the Abu Dhabi Global Market (ADGM).
Solution: AZH Ltd assisted the client in obtaining the necessary Financial Services Permission (FSP) from ADGM, ensuring all regulatory requirements were met, and providing ongoing compliance support.
Result: The client successfully received their FSP, allowing them to expand their operations into the Middle East market.
Client: Leading Wealth Management Company
Challenge: Navigating the regulatory landscape to obtain a Wealth Management License in Hong Kong.
Solution: AZH Ltd provided end-to-end support, from preparing application documents to liaising with the Securities and Futures Commission (SFC) in Hong Kong.
Result: The client received their license and began offering wealth management services in Hong Kong, enhancing their regional presence.
Client: Global Investment Firm
Challenge: Meeting the regulatory requirements for operating as a wholesale investment firm in Singapore.
Solution: AZH Ltd managed the entire application process, ensuring compliance with the Monetary Authority of Singapore (MAS) regulations and submitting all necessary documentation.
Result: The firm obtained its Capital Markets Services (CMS) license, enabling them to provide wholesale investment services in Singapore.
Client: Fintech Startup Specializing in Crypto Payments
Challenge: Launching a new cryptoasset payment platform and obtaining the required regulatory approval in the UK.
Solution: AZH Ltd assisted the client in securing an Electronic Money Institution (EMI) license from the Financial Conduct Authority (FCA), including compliance with anti-money laundering (AML) and know your customer (KYC) regulations.
Result: The startup successfully launched their platform, fully compliant with UK regulations, and began processing transactions.
Client: Large Insurance Company
Challenge: Expanding into new markets and obtaining the necessary insurance licenses in the EU.
Solution: AZH Ltd provided comprehensive support, including preparing and submitting license applications to relevant regulatory bodies and ensuring ongoing compliance with local regulations.
Result: The company received their insurance licenses, enabling them to offer a range of insurance products across multiple EU countries.
Client: Large Insurance Company
Challenge: Expanding into new markets and obtaining the necessary insurance licenses in the EU.
Solution: AZH Ltd provided comprehensive support, including preparing and submitting license applications to relevant regulatory bodies and ensuring ongoing compliance with local regulations.
Result: The company received their insurance licenses, enabling them to offer a range of insurance products across multiple EU countries.
Client: Consumer Credit Provider
Challenge: Obtaining a Consumer Credit License to offer personal loans in Australia.
Solution: AZH Ltd managed the application process, including liaising with the Australian Securities and Investments Commission (ASIC) and ensuring all documentation met regulatory standards.
Result: The provider was granted the Consumer Credit License, allowing them to expand their lending services in the Australian market.
Resources
Access our compliance resources for top-notch support.
Our extensive resources include:
- Compliance Manuals: Comprehensive guides on regulatory requirements for various industries.
- Document Library: Access to a wide range of compliance-related forms and documents.
- Webinars: Regular webinars on compliance changes and best practices.
- Training Sessions: Interactive training sessions to help your team understand and implement compliance measures.
Services
Our services ensure your business thrives in a competitive environment.
Consumer Duty
Our service offerings are diverse and tailored to help all companies successfully implement the new Consumer Duty.
Compliance Healthchec
Our Compliance Healthcheck provides assurance and peace of mind that your compliance measures are robust and effective.
Continuous Compliance-assistance
AZH provides full compliance support to organizations, including monitoring, training, reviews, and remediation.
Financial Promotions
We'll review your firm's financial promotions for compliance with FSRA rules and ASA guidelines.
Notifications
Guidance for firms on submitting notifications to the Financial Services Regulatory Authority (FSRA).
ESG and Sustainability
Our sustainability advisors provide a variety of services to support your ESG program and meet your business needs and stakeholder priorities effectively.
Secondments
Our team of compliance professionals is ready to assist with your staffing needs, whether short-term or long-term.
Get Started
Take the Next Steps
Ensure your business meets all regulatory requirements with AZH Ltd's authorization and application services. Contact us today to learn more about how we can assist you.
Contact Us:
- Phone: +971-566-666-338
- Email: info@azh.com