Industries ｜ Compliance Advisory ｜ Compliance Healthcheck
OUR EXPERTISE
Driving improved investment decisions in Asset Management
The term ‘FinTech’ represents a broad range of businesses, from unregulated crypto exchanges to crowd funding platforms, open banking services to innovative cross border payment solutions. The result is a wide variety of business models and the associated regulatory licenses that accompany them.
Our team has supported many FinTech firms in understanding the level of regulation they require and the best approach to take, be it through the regulatory sandbox cohort or Innovation Hub or submitting a standard application for authorisation. Once the best route is established our team can assist you in determining how your business will be categorised by the regulators and support you in providing the information they expect from you.
The industries we specialize in...
Our capital markets team leverages their deep regulatory expertise to provide asset managers and broker-dealers with comprehensive services across a broad range of regulatory matters.
AZH's seasoned Wealth Management Team utilizes their profound understanding to demystify complex regulations, offering clear guidance and interpretation.
READ MOREOur extensive team of wholesale industry specialists collaborates with a diverse client base, including hedge fund managers, private market firms, brokers, and corporate finance entities.
Our team excels in regulatory expertise across traditional and challenger banks, e-money institutions, fintechs, and cryptoassets.
We offer guidance to various clients in the insurance industry, including brokers, companies, managing agents, and intermediaries like motor dealerships and call centers.
We have alleviated the compliance load for lenders, brokers, and a vast range of consumer credit businesses across sectors such as motor sales, healthcare, agriculture, retail, training, and utilities.