Industries ｜ Capital Markets
The variety of firms we collaborate with
Asset Management
We offer services to a broad spectrum of Asset Managers, encompassing a wide array of asset classes. Many members of our team have direct experience in the Asset Management sector, equipping them with a deep understanding of the regulatory hurdles you encounter.
Broker/Dealers
We have consistently aided brokerage firms in fulfilling their compliance obligations, with entities ranging from newly established to mature companies seeking reviews of their compliance arrangements.
How we help
Continuous Compliance Assistance
Whether you're in search of your first compliance partner or aiming to compare your current provider, we bring a truly fresh perspective to the table.
Authorisation
If you aim to offer regulated financial services, we can assist in navigating around potential pitfalls and avoiding delays in your authorization application.
Training
E-learning, classroom training, and executive briefings designed to assist firms in fulfilling their training and competence requirements in line with regulatory standards.
Factsheets and guides
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