Industries ｜ Wealth Management
The variety of firms we collaborate with
Advice Services
Our actionable, impactful guidance assists wealth managers providing advisory services in establishing suitable compliance frameworks tailored to their business model, facilitating their expansion.
You may find these services beneficial
Ongoing Compliance
Whether you're in search of your first compliance partner or aiming to compare your current provider, we bring a truly fresh perspective to the table.
Variation of Permission
If you are an authorised firm looking to change your regulated activities, start a new business line or add new product/client types to your business line, we can support you with your variation of permission (VOP) application.
Change in Control
If you plan to acquire or enhance control over a regulated entity, you must submit a Change in Control (CiC) notification and obtain approval from the regulatory authority beforehand. Our team can help you with this process.
Wind-down planning
Regulated firms must understand the practicalities of winding down their business. We have extensive experience in guiding firms through this process.
Authorisation
If you aim to offer regulated financial services, we can assist in navigating around potential pitfalls and avoiding delays in your authorization application.
Training
E-learning, classroom training, and executive briefings designed to assist firms in fulfilling their training and competence requirements in line with regulatory standards.
Our Services
Authorisation & Applications
With expertise in financial sector applications, we ensure compliance with regulations and assist clients in preparing thorough authorization submissions.
Compliance Advisory
Our consultancy services are tailored to meet the changing regulatory landscape, addressing client-specific issues, providing project support, and navigating new regulations' impact on business operations.
Prudential Services & Regulatory Reporting
Financial institutions need to maintain sufficient capital, conduct stress tests, and establish wind-down strategies to meet regulatory requirements. Our Prudential Team is here to assist you in navigating these rules and avoiding regulatory scrutiny.
Strategic Communications
AZH provides strategic communication services to help leaders navigate transformation and disruption, trusted by top executives, boards, law firms, and the public sector.
Business Transformation
We understand the competitive factors impacting your strategic decisions and develop plans for lasting change on a fast timeline, balancing short and long-term goals.
Financial Crime
Our firm specializes in providing expert assistance to a wide range of organizations in various financial sectors, particularly those grappling with complex financial crime issues.
Training
Ensure all members of your management team and staff undergo comprehensive compliance training, either through our online PortAll software platform or tailored workshops.
ESG and Sustainability
Our sustainability advisors offer a wide range of services to support your ESG program and address your business needs and stakeholder priorities effectively.