Industries ｜Capital Markets | Asset Management
OUR EXPERTISE
Empowering Asset Managers: Navigating Complexity, Achieving Goals, Building Partnerships
We cater to asset managers across a broad spectrum of asset classes, supporting clients with various business models such as fund management, delegated investment management, and advisory services.
Our team, comprising professionals with extensive experience in the Asset Management sector, is well-versed in navigating regulatory complexities. We assist asset managers in classifying their services or products, identifying target markets, and fulfilling their regulatory duties. This proactive engagement helps our clients reach their goals, cementing our reputation as a trusted partner. This dedication is why our clients remain with us over the years and refer us to their peers.
HOW WE HELP
Authorisations and application services
We support firms with a full suite of authorisation and application services.
Authorisation & Applications
With expertise in financial sector applications, we ensure compliance with regulations and assist clients in preparing thorough authorization submissions.
Variation of Permission
If you are an authorised firm looking to change your regulated activities, start a new business line or add new product/client types to your business line, we can support you with your variation of permission (VOP) application.
Change in Control
If you plan to acquire or enhance control over a regulated entity, you must submit a Change in Control (CiC) notification and obtain approval from the regulatory authority beforehand. Our team can help you with this process.
Wind-down planning
Regulated firms must understand the practicalities of winding down their business. We have extensive experience in guiding firms through this process.
HOW WE HELP
Ongoing compliance support and regulatory projects
We support firms with a full suite of authorisation and application services.
Continuous Compliance-assistance
AZH offers comprehensive support to organizations for their compliance needs, including monitoring, training, reviews, and remediation for regulatory adherence.
Compliance Healthcheck
Our consultancy services are tailored to meet the changing regulatory landscape, addressing client-specific issues, providing project support, and navigating new regulations' impact on business operations.
Consumer Duty
We offer a comprehensive array of service options tailored to assist all companies in the successful implementation of the new Consumer Duty.
Regulatory Reporting
AZH provides strategic communication services to help leaders navigate transformation and disruption, trusted by top executives, boards, law firms, and the public sector.
Capital and Liquidity Adequacy
We understand the competitive factors impacting your strategic decisions and develop plans for lasting change on a fast timeline, balancing short and long-term goals.
Training
Ensure all members of your management team and staff undergo comprehensive compliance training, either through our online PortAll software platform or tailored workshops.